Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Dec 2009 to 20 Sep 2012)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
    • CF29 Significant management (1 Nov 2007 to 1 May 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2002)
    • CF27 Investment Management (1 Dec 2001 to 1 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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