Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 1 Apr 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (26 May 2020 to 6 Apr 2022)
    • CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2005 to 25 Jan 2006)
    • CF7 Sole Trader (AR) (5 Oct 2005 to 19 Dec 2005)
  • TJM Consulting (Cheshire) Limited (no longer approved here)

    FRN 440015

    • Employed By (5 Oct 2005 to 6 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alison Rigg Limited

  2. controlled function added: (3)Employed By at Alison Rigg Limited