Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alison Rigg Limited
FRN 224993
- (3)Employed By (since 1 Apr 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (26 May 2020 to 6 Apr 2022)
- CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Oct 2005 to 25 Jan 2006)
- CF7 Sole Trader (AR) (5 Oct 2005 to 19 Dec 2005)
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- Employed By (5 Oct 2005 to 6 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alison Rigg Limited
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controlled function added: (3)Employed By at Alison Rigg Limited