Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kingswood Mortgages Ltd
FRN 916244
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Jan 2021)
- SMF16 Compliance Oversight (since 2 Jun 2020)
- SMF3 Executive Director (since 2 Jun 2020)
- Responsible for Insurance Distribution (since 1 Jun 2020)
- Responsibility for MCD Intermediation (since 1 Jun 2020)
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- Employed By (3 Apr 2007 to 21 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
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