Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 3 Feb 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (16 Jan 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (16 Jan 2007 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2003 to 23 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 23 Oct 2007)
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- CF14 Risk Assessment (1 Dec 2001 to 24 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 24 Oct 2007)
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- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 7 Oct 2005)
- CF14 Risk Assessment (1 Dec 2001 to 7 Oct 2005)
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- CF14 Risk Assessment (1 Dec 2001 to 23 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 23 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.