Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF29 Significant management (1 Nov 2007 to 3 Feb 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Jan 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (16 Jan 2007 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2003 to 23 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 23 Oct 2007)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF14 Risk Assessment (1 Dec 2001 to 24 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 24 Oct 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 7 Oct 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 7 Oct 2005)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF14 Risk Assessment (1 Dec 2001 to 23 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 23 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.