Timothy John Hawkins

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Mar 2015 to 3 Dec 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Apr 2013)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 4 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.