Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Jan 2020 to 1 Apr 2022)
- [FCA CF] Manager of certification employee (1 Jan 2020 to 1 Apr 2022)
- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Apr 2022)
- [FCA CF] Client dealing (1 Jan 2020 to 1 Apr 2022)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 3 Jul 2019)
- CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (1 May 2008 to 30 Sep 2018)
- CF11 Money Laundering Reporting (1 May 2008 to 3 Jul 2019)
- CF10 Compliance Oversight (1 May 2008 to 3 Jul 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (31 Aug 2007 to 31 Oct 2007)
- CF1 Director (31 Aug 2007 to 8 Dec 2019)
- CF21 Investment Adviser (31 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.