Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Murray Associates Limited (no longer approved here)

    FRN 458363

    • [FCA CF] Significant management (1 Jan 2020 to 1 Apr 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 1 Apr 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Apr 2022)
    • [FCA CF] Client dealing (1 Jan 2020 to 1 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Jul 2019)
    • CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 May 2008 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 May 2008 to 3 Jul 2019)
    • CF10 Compliance Oversight (1 May 2008 to 3 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (31 Aug 2007 to 31 Oct 2007)
    • CF1 Director (31 Aug 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.