Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Aug 2025)
- [FCA CF] Client dealing (since 28 Aug 2025)
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- Appointed representative dealing with clients for which they require qualification (14 Aug 2023 to 9 Feb 2024)
- CF30 Customer (7 Aug 2023 to 9 Feb 2024)
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- (9)Employed By (7 Aug 2023 to 9 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (8 Dec 2021 to 14 Aug 2023)
- CF30 Customer (5 Dec 2021 to 9 Feb 2024)
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- (4)Employed By (5 Dec 2021 to 9 Feb 2024)
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- [FCA CF] Client dealing (25 Sep 2017 to 30 Jun 2019)
- CF30 Customer (1 Nov 2007 to 16 May 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (8 Oct 2014 to 24 Sep 2015)
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- CF30 Customer (8 Aug 2011 to 23 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.