Timothy John Collis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
    • [FCA CF] Manager of certification employee (since 1 Feb 2025)
    • [FCA CF] Client dealing (since 1 Feb 2025)
  • Integrity Wealth Solutions Limited

    FRN 599257

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 22 May 2023)
    • [FCA CF] Client dealing (since 22 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 May 2023)
    • CF30 Customer (27 Feb 2019 to 12 May 2023)
  • Throgmorton Associates Wealth Management Ltd (no longer approved here)

    FRN 503420

    • Employed By (27 Feb 2019 to 12 May 2023)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (16 Mar 2004 to 17 Jun 2005)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 16 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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