Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Dec 2010 to 30 Jun 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 25 Nov 2010)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Mar 2007 to 10 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Jun 2004 to 30 Mar 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2004 to 14 Jun 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.