Timothy John Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 13 Apr 2022)
    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Jan 2019)
    • [FCA CF] Client dealing (10 Nov 2017 to 19 Jun 2019)
    • CF30 Customer (7 Dec 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 13 Apr 2022)
    • [FCA CF] Manager of certification employee (since 7 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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