Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
- [FCA CF] Client dealing (since 14 Jun 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2023)
- CF30 Customer (1 Sep 2017 to 16 Jun 2023)
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- Employed By (1 Sep 2017 to 16 Jun 2023)
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- CF21 Investment Adviser (1 Apr 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 1 Apr 2003)
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- CF21 Investment Adviser (1 Apr 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 1 Apr 2003)
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- CF21 Investment Adviser (1 Apr 2003 to 20 Jun 2005)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 1 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.