Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 Jun 2024)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 23 Mar 2023)
    • [FCA CF] Manager of certification employee (since 28 Jun 2024)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 24 Mar 2025)
    • CF30 Customer (10 Aug 2010 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (30 Sep 2004 to 27 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.