Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (18 Sep 2009 to 16 Dec 2009)
  • Wimmer Financial LLP (no longer approved here)

    FRN 478796

    • Employed By (18 Sep 2009 to 16 Dec 2009)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (24 Jan 2008 to 27 Jun 2008)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF22 Investment Adviser (Trainee) (6 Dec 2002 to 17 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.