Timothy James Ross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
    • [FCA CF] Client dealing (since 8 Aug 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (27 Jan 2022 to 30 Jun 2022)
    • CF30 Customer (14 Jan 2022 to 30 Jun 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (2 Nov 2020 to 15 Oct 2021)
    • CF30 Customer (2 Nov 2020 to 15 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (2 Nov 2020 to 15 Oct 2021)
  • First Wealth (London) Limited (no longer approved here)

    FRN 813444

    • (7)Employed By (2 Nov 2020 to 15 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.