Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF4 Partner (AR) (since 19 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Dec 2012)
    • (3)Employed By (since 6 Dec 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 2 Mar 2004)
  • Jeffries Financial Services (no longer approved here)

    FRN 207601

    • Employed By (1 Dec 2001 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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