Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investments International
FRN 122170
- [FCA CF] Significant management (since 26 Feb 2025)
- [FCA CF] Client dealing (since 26 Feb 2025)
- [FCA CF] Manager of certification employee (since 26 Feb 2025)
- CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Client dealing (since 26 Feb 2025)
- [FCA CF] Manager of certification employee (since 26 Feb 2025)
- [FCA CF] Significant management (since 26 Feb 2025)
- CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.