Timothy James Marshall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

1st Call 4 Mortgages (UK) Ltd (no longer approved here)
FRN 676588
- [FCA CF] Functions requiring qualifications (4 Dec 2023 to 9 Feb 2024)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 22 May 2009)
- CF21 Investment Adviser (7 Oct 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Apr 2004 to 7 Oct 2004)
T Marshall Asset Management Financial Advisers (no longer approved here)
FRN 153045
- (1)Employed By (1 Oct 1998 to 29 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.