Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Oct 2016 to 15 May 2020)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • CF1 Director (AR) (3 May 2013 to 3 May 2014)
    • CF30 Customer (1 Nov 2007 to 3 May 2014)
    • CF24 Pension Transfer Specialist (19 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.