Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 3 Feb 2026)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 3 Feb 2026)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 3 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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