Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 4 Aug 2023)
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HSBC Alternative Investments Limited
FRN 170423
- [FCA CF] Client dealing (since 4 Aug 2023)
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- CF30 Customer (27 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 4 Feb 2011)
- CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.