Timothy James Banks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aon Investments Limited
FRN 459481
- [FCA CF] Client dealing (since 16 Jul 2025)
- [FCA CF] Manager of certification employee (since 29 Apr 2025)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- [FCA CF] Client dealing (21 Sep 2022 to 28 Jun 2024)
Mercer Limited (no longer approved here)
FRN 121935
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2022)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (1 Apr 2011 to 27 Nov 2015)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF27 Investment Management (1 Dec 2001 to 9 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.