Timothy James

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (14 Jan 2022 to 31 Mar 2022)
    • [FCA CF] Client dealing (14 Jan 2022 to 31 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (25 May 2021 to 18 Mar 2022)
    • CF30 Customer (25 Apr 2021 to 18 Mar 2022)
  • Distinct Financial Solutions Wealth Management Ltd (no longer approved here)

    FRN 742937

    • Employed By (25 Apr 2021 to 18 Mar 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF21 Investment Adviser (22 Mar 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (26 Nov 2002 to 21 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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