Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 19 Jan 2022)
    • [FCA CF] Material risk taker (28 Sep 2021 to 19 Jan 2022)
    • [FCA CF] Manager of certification employee (29 Jan 2021 to 23 Feb 2024)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 12 Sep 2017)
    • CF29 Significant management (21 Dec 2009 to 6 Mar 2016)
    • CF30 Customer (10 Jul 2008 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • SMF22 Other Local Responsibility (7 Mar 2016 to 12 Sep 2017)
    • CF29 Significant management (21 Dec 2009 to 6 Mar 2016)
    • CF30 Customer (10 Jul 2008 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (15 Aug 2002 to 20 Jun 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (15 Aug 2002 to 20 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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