Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 19 Jan 2022)
- [FCA CF] Material risk taker (28 Sep 2021 to 19 Jan 2022)
- [FCA CF] Manager of certification employee (29 Jan 2021 to 23 Feb 2024)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 12 Sep 2017)
- CF29 Significant management (21 Dec 2009 to 6 Mar 2016)
- CF30 Customer (10 Jul 2008 to 6 Mar 2016)
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- SMF22 Other Local Responsibility (7 Mar 2016 to 12 Sep 2017)
- CF29 Significant management (21 Dec 2009 to 6 Mar 2016)
- CF30 Customer (10 Jul 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (15 Aug 2002 to 20 Jun 2003)
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- CF21 Investment Adviser (15 Aug 2002 to 20 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.