Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (1 Jan 2022 to 30 Jan 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2021)
    • CF30 Customer (28 Jul 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2021)
    • CF30 Customer (17 Jun 2008 to 6 Mar 2016)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF29 Significant management (1 Nov 2007 to 5 Feb 2008)
    • CF30 Customer (1 Nov 2007 to 5 Feb 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.