Timothy Harman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited

    FRN 119329

    • 14. Managing investments
    • [FCA CF] Client dealing (since 30 May 2022)
    • [FCA CF] Functions requiring qualifications (since 30 May 2022)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2022)
    • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (29 Aug 2018 to 16 Sep 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Feb 2008 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Feb 2008 to 6 Mar 2016)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 22 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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