Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • SMF16 Compliance Oversight (since 9 Sep 2025)
    • [FCA CF] Significant management (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Timber Finance Limited (no longer approved here)

    FRN 626288

    • Employed By (9 Mar 2017 to 1 Dec 2017)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (31 Oct 2014 to 1 Dec 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (8 Aug 2014 to 1 Dec 2017)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (30 Sep 2011 to 30 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.