Timothy Graham Wood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 4 Jun 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (5 Oct 2018 to 4 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 4 Jun 2019)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • CF29 Significant management (1 Nov 2007 to 5 Sep 2011)
    • CF20 Significant Mgt (Settlements) (30 Mar 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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