Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 6 Mar 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF18 Other Overall Responsibility (12 Dec 2018 to 18 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (30 Aug 2018 to 29 Aug 2019)
    • [FCA CF] Significant management (30 Aug 2018 to 29 Aug 2019)
    • [PRA CF] Managing a material risk taker (30 Aug 2018 to 29 Aug 2019)
    • [FCA CF] Material risk taker (30 Aug 2018 to 29 Aug 2019)
    • [FCA CF] Manager of certification employee (30 Aug 2018 to 29 Aug 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (11 Nov 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (11 Nov 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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