Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brunel Pension Partnership Limited
FRN 790168
- (3)[FCA CF] Material risk taker (since 1 Jan 2022)
- (5)[FCA CF] Significant management (since 6 Dec 2021)
- (4)[FCA CF] Manager of certification employee (since 6 Dec 2021)
- (2)[FCA CF] Client dealing (since 6 Dec 2021)
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- [FCA CF] Material risk taker (9 Dec 2019 to 22 Oct 2021)
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- [FCA CF] Material risk taker (9 Dec 2019 to 22 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2021)
- CF30 Customer (24 Nov 2008 to 8 Dec 2019)
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- CF27 Investment Management (13 Nov 2002 to 30 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Significant management at Brunel Pension Partnership Limited
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controlled function removed: [FCA CF] Client dealing at Brunel Pension Partnership Limited
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controlled function removed: [FCA CF] Material risk taker at Brunel Pension Partnership Limited
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controlled function removed: [FCA CF] Manager of certification employee at Brunel Pension Partnership Limited
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controlled function added: (2)[FCA CF] Client dealing at Brunel Pension Partnership Limited
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controlled function added: (3)[FCA CF] Material risk taker at Brunel Pension Partnership Limited
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controlled function added: (4)[FCA CF] Manager of certification employee at Brunel Pension Partnership Limited
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controlled function added: (5)[FCA CF] Significant management at Brunel Pension Partnership Limited