Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Material risk taker (since 22 Feb 2022)
    • [FCA CF] Significant management (since 21 Feb 2018)
    • [FCA CF] Client dealing (since 21 Feb 2018)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2018)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (21 Feb 2018 to 18 Oct 2021)
    • CF30 Customer (5 Aug 2010 to 6 Mar 2016)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.