Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2014 to 8 Dec 2019)
  • Cluny Capital Limited (no longer approved here)

    FRN 586743

    • CF1 Director (22 Feb 2013 to 14 Sep 2015)
    • CF30 Customer (22 Feb 2013 to 14 Sep 2015)
  • Zebedee Capital Partners LLP (no longer approved here)

    FRN 467032

    • CF30 Customer (1 Nov 2007 to 19 Apr 2010)
    • CF27 Investment Management (2 Jul 2007 to 31 Oct 2007)
    • CF4 Partner (2 Jul 2007 to 19 Apr 2010)
    • CF3 Chief Executive (2 Jul 2007 to 19 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.