Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [PRA CF] Managing a material risk taker (since 5 Mar 2026)
- [FCA CF] Material risk taker (since 14 Oct 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 14 Oct 2020)
- [FCA CF] Manager of certification employee (since 28 Apr 2020)
- [FCA CF] Client dealing (since 28 Apr 2020)
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- [FCA CF] Client dealing (24 Nov 2016 to 30 Apr 2020)
- [FCA CF] Manager of certification employee (24 Nov 2016 to 30 Apr 2020)
- CF30 Customer (21 Oct 2011 to 6 Mar 2016)
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- [FCA CF] Client dealing (24 Nov 2016 to 30 Apr 2020)
- [FCA CF] Manager of certification employee (24 Nov 2016 to 30 Apr 2020)
- CF30 Customer (21 Oct 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 29 Dec 2010)
- CF21 Investment Adviser (4 Jul 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.