Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 5 Mar 2026)
    • [FCA CF] Material risk taker (since 14 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Oct 2020)
    • [FCA CF] Manager of certification employee (since 28 Apr 2020)
    • [FCA CF] Client dealing (since 28 Apr 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (24 Nov 2016 to 30 Apr 2020)
    • [FCA CF] Manager of certification employee (24 Nov 2016 to 30 Apr 2020)
    • CF30 Customer (21 Oct 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (24 Nov 2016 to 30 Apr 2020)
    • [FCA CF] Manager of certification employee (24 Nov 2016 to 30 Apr 2020)
    • CF30 Customer (21 Oct 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 29 Dec 2010)
    • CF21 Investment Adviser (4 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.