Timothy Fryer Colby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dartington Financials Limited

    FRN 834661

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Aug 2019)
    • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (1 Aug 2019 to 17 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Feb 2016 to 21 Dec 2018)
  • Timothy Colby (no longer approved here)

    FRN 737066

    • Employed By (24 Feb 2016 to 21 Dec 2018)
  • Timothy Fryer Colby (no longer approved here)

    FRN 447865

    • Employed By (8 Feb 2010 to 21 Dec 2018)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Jun 2009 to 4 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.