Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF3 Chief Executive (8 Mar 2006 to 12 Oct 2007)
    • CF1 Director (15 Jan 2004 to 12 Oct 2007)
    • CF8 Apportionment and Oversight (15 Jan 2004 to 12 Oct 2007)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF2 Non Executive Director (21 Oct 2005 to 12 Oct 2007)
    • CF1 Director (11 May 2005 to 21 Oct 2005)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF3 Chief Executive (15 Jan 2004 to 12 Oct 2007)
    • CF8 Apportionment and Oversight (15 Jan 2004 to 12 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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