Timothy Francis Alfred Barnett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARNETT & PARTNERS LIMITED

    FRN 446240

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (4 Jan 2021 to 1 Jan 2023)
    • [FCA CF] CASS oversight function (4 Jan 2021 to 1 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 5 Feb 2019)
    • CF21 Investment Adviser (17 Feb 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Feb 2006 to 31 Mar 2009)
    • CF10 Compliance Oversight (17 Feb 2006 to 8 Dec 2019)
    • CF1 Director (17 Feb 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Feb 2006 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (17 Feb 2006 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Oct 2018 to 2 Jan 2020)
  • Timothy Barnett (no longer approved here)

    FRN 821035

    • Employed By (9 Oct 2018 to 2 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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