Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (19 Sep 2017 to 9 Aug 2019)
    • [FCA CF] Client dealing (2 Aug 2016 to 30 Jun 2021)
    • CF30 Customer (3 Aug 2012 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Apr 2010 to 9 Jul 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Apr 2010 to 9 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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