Timothy Edward Hallam Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Nov 2015 to 8 Dec 2019)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • CF30 Customer (30 Mar 2012 to 4 Sep 2015)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (9 Nov 2009 to 8 Aug 2011)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 24 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.