Timothy Dawson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Share In Ltd (no longer approved here)
FRN 603332
- CF1 Director (AR) (6 Dec 2018 to 16 Jul 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (10 Aug 2010 to 15 Feb 2017)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (15 Mar 2010 to 9 Aug 2010)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (26 Nov 2008 to 14 Mar 2010)
Fisher Investments Europe Limited (no longer approved here)
FRN 191609
- CF30 Customer (24 Apr 2008 to 16 May 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.