Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Partners Wealth Management LLP
FRN 442303
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (6 Jun 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (6 Jun 2006 to 31 Mar 2009)
- CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
- CF3 Chief Executive (6 Jun 2006 to 8 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.