Timothy David Oliver

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (6 Feb 2015 to 6 Mar 2016)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (10 Feb 2010 to 8 Sep 2010)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (19 Jun 2007 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (19 Jun 2007 to 29 Oct 2007)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (3 Apr 2006 to 29 Jun 2007)
- CF22 Investment Adviser (Trainee) (10 Mar 2005 to 3 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.