Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 25 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2022)
    • [FCA CF] Significant management (since 1 May 2022)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (22 Jan 2022 to 28 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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