Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 15 Jul 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 17 May 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (27 Dec 2023 to 3 Feb 2025)
- CF30 Customer (28 Apr 2010 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (28 Apr 2010 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.