Timothy Carswell

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lingotto Investment Management LLP

    FRN 755308

    • [FCA CF] Client dealing (since 10 Nov 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Aug 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 31 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 8 May 2013)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (163)CF21 Investment Adviser (15 Feb 2006 to 6 Apr 2007)
    • (162)CF22 Investment Adviser (Trainee) (14 Nov 2005 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (162)CF22 Investment Adviser (Trainee) at STIFEL EUROPE LIMITED

  2. controlled function added: (163)CF21 Investment Adviser at STIFEL EUROPE LIMITED