Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waverley Financial Services Ltd
FRN 1044446
- Employed By (since 8 Jan 2026)
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 7 Sep 2020)
- CF30 Customer (since 7 Sep 2020)
- [FCA CF] Client dealing (since 7 Sep 2020)
- CF30 Customer (2 May 2014 to 8 Dec 2019)
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- Employed By (7 Sep 2020 to 12 Jan 2026)
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- CF30 Customer (20 Dec 2013 to 30 Jun 2014)
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- CF30 Customer (11 Oct 2012 to 1 Jan 2014)
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- (96)Employed By (11 Oct 2012 to 1 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.