Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2019)
- SMF18 Other Overall Responsibility (24 May 2016 to 1 May 2019)
- Responsible for Insurance Mediation (24 May 2016 to 30 Sep 2018)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Apr 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2019)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 30 Apr 2019)
- CF29 Significant management (10 Feb 2012 to 18 Sep 2013)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (21 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.