Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 22 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 4 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Nov 2021)
- CF1 Director (30 Jan 2012 to 8 Dec 2019)
- CF30 Customer (30 Jan 2012 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (11 Dec 2003 to 20 Apr 2004)
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- Employed By (1 Dec 2001 to 12 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.