Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Ethical Partnership Limited (no longer approved here)

    FRN 192557

    • [FCA CF] Significant management (9 Dec 2019 to 22 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Nov 2021)
    • CF1 Director (30 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (30 Jan 2012 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (11 Dec 2003 to 20 Apr 2004)
  • Bishops Financial Services (no longer approved here)

    FRN 200261

    • Employed By (1 Dec 2001 to 12 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.