Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2026)
    • CF1 Director (AR) (since 25 Feb 2026)
    • CF30 Customer (since 25 Feb 2026)
    • Employed By (since 25 Feb 2026)
  • One Four Nine Wealth Limited (no longer approved here)

    FRN 153508

    • [FCA CF] Functions requiring qualifications (18 Oct 2024 to 7 Nov 2025)
    • [FCA CF] Client dealing (18 Oct 2024 to 7 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.