Timothy Alexander Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP (no longer approved here)

    FRN 493102

    • CF10 Compliance Oversight (3 Mar 2009 to 11 May 2016)
    • CF11 Money Laundering Reporting (3 Mar 2009 to 11 May 2016)
    • CF3 Chief Executive (3 Mar 2009 to 13 Sep 2016)
    • CF30 Customer (3 Mar 2009 to 13 Sep 2016)
    • CF4 Partner (3 Mar 2009 to 13 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.