Timothy Alexander Devlin Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2020)
    • CF30 Customer (7 Aug 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jul 2019)
    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jul 2019)
    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.