Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (16 Jun 2025 to 2 Dec 2025)
    • [FCA CF] Client dealing (11 Dec 2024 to 2 Dec 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (9 Jun 2022 to 16 Oct 2023)
    • [FCA CF] Material risk taker (25 Jun 2020 to 7 Sep 2022)
    • [FCA CF] Client dealing (1 May 2018 to 10 Aug 2024)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (9 Jun 2022 to 16 Oct 2023)
    • [FCA CF] Material risk taker (25 Jun 2020 to 7 Sep 2022)
    • [FCA CF] Client dealing (1 May 2018 to 10 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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